The AVP State and Federal Examinations is responsible for providing leadership and direction to the Regulatory Compliance teams. This team member is responsible for the leading federal examinations as well as the administration of regulatory compliance self-assessments, Corporate Finance securitization audits, and oversight of state examinations and responses to regulatory inquiries concerning both state and federal regulatory compliance. The AVP will promote team member integrity, ethical compliance, and build upon our established culture. The AVP will have contact and interaction with all levels of management and departments across the organization as well as external customers, auditors, and/or state examiners.
OTHER IMPORTANT DUTIES:
Perform other related duties as required.
Reports to: VP External Regulatory Affairs and Examinations
Direct Reports: Regulatory Compliance Leaders, Regulatory Compliance Analysts,