The Sr Regulatory Compliance Specialist is responsible for managing on-going regulatory compliance initiatives including managing/supporting state and federal examinations to completion. The Sr. Regulatory Compliance Specialist will research, analyze, and review business processes to ensure correct and timely implementation of regulatory requirements, identify monitoring needs, and ensure that business changes are made and documented in conjunction with regulatory findings. This team member will be responsible for coordinating and working with visiting auditors during audits scheduled by the Structured Finance department. The Sr. Regulatory Compliance Specialist will interact with all levels of management and departments across the organization, as well as external customers and state and federal examiners.
OTHER IMPORTANT DUTIES:
Complete other related duties and projects, as assigned.
Reports to: AVP State and Federal Examinations