The Regulatory Compliance Leader is responsible for managing on-going regulatory compliance initiatives including: Providing data and information required for state annual reports and associated licensing reports, managing state and federal examinations to completion, and responding to state, federal, and executive level consumer complaints. This leader will research, analyze, and review business processes to ensure correct and timely implementation of regulatory requirements, identify monitoring needs, and ensure that business changes are made and documented according to the company’s compliance program. The Regulatory Compliance Leader will interact with all levels of management and departments across the organization as well as external customers, and state and federal examiners.
OTHER IMPORTANT DUTIES:
Reports to: AVP Compliance Administration
Fast-paced office environment, subject to regular deadlines and some stressful situations.
Occasional long hours may be required in order to meet department goals.